E-STATE, E-DEMOCRACY AND THE E- GOVERNANCE
MODEL: FREEDOM TO ACCESS INFORMATION AS A PRIORITY PRINCIPLE
Özgür UÇKAN
Istanbul Bilgi University
Faculty of Communication
The advancement of information and communication technologies,
the effects of globalization and "network economies"
that the combination of these two dynamics produced have led
to an inevitable paradigm shift at the societal level as well.
This is the shift that dominates our times and that is defined
in such terms as the "information revolution" and
"information society". Information places itself at
the foundation of capital and the circulation of information
at economic activity, and this circulation which surrounds the
world with a network structure is not confined solely to the
economy but develops together with the added value presented
by the interaction dimension dominating networks established
by societal relations. This socioeconomic transformation directly
influences modes of government, hence the modus operandi of
the state.
Information society sociologist Manuel Castells characterizes
the paradigm shift created by the "global network effect"
in these words: "Globalization is activated through an
instrumental information network which links governments, cultures
and institutional structures in different ways". (1) Just
like economy and culture, politics and governance are also growing
"informational". It is within this informational framework
in which "e-governance" that relates the concepts
of "e-state" and "e-democracy" appears.
The model proposed by introducing the prefix "e"
before state and democracy to mean "electronic" does
not amount to a "technical" invention, a "science-fiction"
product or to the application of knowledge economy models known
as "new economy" to the public sphere contrary to
popular belief. Conversely, this model has been developed after
being compelled by a primarily political and a socioeconomic
context. The priorities of this model are determined by citizens'
demands for participation and supervision rather than the "economic
efficiency" goal of the state again contrary to popular
belief.
It is true that much of the literature on e-state consists
of the work models of information technology and communication
sectors, which enjoy the largest share of "network economies".
However, this is more of a technical and operational aspect
of the issue. E-state model and e-democracy, which constitutes
its foundation, have been made possible by developmental demands
based on governance, participation, transparency and social
justice.
As much as the concept of governance that can be construed
as an advanced stage in participatory democracy is defined in
many ways, it means "reciprocal governance" or "interactive
governance" as a term and from this angle, it is closely
related to the concepts of "civil society" and "autonomy/self-management".
"Governance" which is directly nourished by the "self-management"
approach that is the contribution of the 1970s to political
life and that is grounded in the political participation of
civil society strikes us as a much more interactive organization
of government differently from the pluralism conception of liberal
democracy. The concept of "governance" which aims
at realizing a community-based government approach that will
maintain the widest possible consensus within the society through
participatory policies advances the "activation of democracy"
ideal of the self-management approach further.
Demands and models for scaling down the state for enhancing
its efficiency that erupted with the crisis of the nation-state
within the process of the globalization of liberal economy have
played an important role in the development of the governance
approach. From this angle, the concept of governance has gone
through a development linked to the globalization of economy
process.
Knowledge, particularly of political economy, is at the core
of the "art of government". In the process that led
up to the emergence of the nation-state, the state's move to
offer its knowledge of the population on its territory and of
economic-political relations of that population to the service
of government rather than the territory covered has played an
important role. Increasingly opening up this knowledge of political
economy to share during the process of globalization has narrowed
down the sphere of sovereignty of the nation-state; since sharing
information is sharing power.
Nation-states can come up with no other way but open up the
enormous knowledge complex they possess to share, because international
relations and the global economy on the hand and societal dynamics
on the other are increasingly based on sharing information and
sharing information becomes a criterion for the capability to
govern within this context.
Sharing information, that is sharing power, constitutes one
of the foundations of participatory democracy. Neither democratic
participation nor transparency in public administration can
be talked of without granting citizens and civil society organizations
the right to access public information. It is apparent that
non-participatory and closed governments lead to paralyzed public
administrations emanating from totalitarian mindset, corrupt
relations and heavy centralization. Consequently, legal measures
protecting the right to access public information, in particular
"Freedom of Information" or "Freedom to Access
Information Act" more clearly, form one of the most important
dimensions and priority principles of the legal infrastructure
necessary to bring about governance in a healthy way.
E-State and E-Democracy: The E-Governance Model
At the national level, governance indicates the combination
of participatory and effective democracy with sustainable development,
while it indicates such management of international relations
at the global level as creating added value and efficacy within
an interactive network relationship on the one hand and as compatible
with universal democratic standards on the other.
As mentioned above, governance means the applicability of rules
based on the consensus of all the parties involved in the governmental
process through the active participation of again the same parties
in this process. When viewed from this angle, it is clear that
governance should not be perceived as "lawlessness"
or "loose management", conversely, the combination
of political and economic dimensions, which form the content
of the concept, relates the governance mechanism with values
such as "partnership", "joint ownership",
"effectiveness", "efficiency" and "sustainability".
The importance of the governance approach for public administration
reforms or restructuring attempts is obvious. "Organization
and method" conceptions that dominate public administration
have been increasingly replaced by the efficiency management
conception of the business world which works through "total
quality" and "customer satisfaction" goals and
is based on the participation of shareowners; the citizen who
has a growing role in management and whose expectations rise
has been viewed as the "customer", and the activities
of public administration agents have been accepted as "services"
whose quality standards need to be improved continually.
Although this can be considered as the victory of the economy
on politics in one sense, on the other side of the scale are
citizens' participation, rule of law, effective democracy and
an enriched public sphere and an environment of regained political
legitimacy and confidence as a result of all these.
The development of information and communication technologies
have on the one hand increased the ability of economic activities
to move through global networks, and accelerated a process which
presents fresh opportunities in terms of the participation of
individuals in governmental processes by enhancing their ability
to access information and communicate on the other.
The process at issue has positioned the state as an institution
offering high-quality services to the citizen as part of the
governance conception and has enabled this positioning to become
more "realizable" through information and communication
technologies that play an important role in the aforementioned
global development. As such, the development of information
and communication technologies, and the global communication
network known as the internet in particular, have paved the
way for the emergence of a model that will improve the governance
process, render public administration effective and efficient
and present new opportunities for participatory and active democracy.
The name of this model is "e-state".
E-state is related to a set of concepts such as "e-governance",
"e-citizen", "e-democracy", "e-voting"
and "e-publishing" (2) in general. The process that
results in the bringing together of "electronic" and
"state" has in fact started not with the proliferation
of information and communication technologies but with the use
of media from newspapers initially to radio and televisions
as a policy-formulating environment. In the same way communication
is a part of politics, it is inevitable for the ever-expanding
media to appear as a venue of politics (3).
Leaving aside the historical ties between media and politics,
opportunities presented by the media, and the television in
particular which has reached out to the large segments of the
society, for the participation of civil society in government
and for democracy have been debated since the 1970s. "Teledemocracy"
(4) is based on the idea of the public redesign of television
primarily as a tool of mass communication to maintain the flow
of information and transparency in governmental processes and
over time to assume the role of the former "agora",
that is the city square.
This system in which citizens' right to watch processes like
sessions, meetings and the like of concern to themselves is
envisioned, public broadcasting is aimed to be an instrument
serving democracy. Despite that this idea has lost popularity
with the advent of the internet which is a much more interactive
medium, this idea is still debated since television is still
the most widespread type of media and as digital technologies
allow a certain degree of interaction.
The development of information and communication technologies,
and the proliferation of the internet in particular, have once
again brought the relationship established between media and
democracy on the agenda, opportunities presented by the decentralized
structure that is in the nature of the internet and by its interactive
dimension in terms of governance-based participatory democracy
are being debated.
In these debates, the fact that the interactive dimension contained
in the internet allows the formation of communities in the "virtual"
world just like in the real world has had a considerable role.
Through these "virtual communities", new civil society
organizations emerged centered around common interests and expectations,
facilitating the circulation of detailed information, which
undertake effective and influential activities on numerous issues
such as rights and freedoms, development projects, governance
platforms and corruption monitoring. (5) Through the interactive
and decentralized structure of the internet, the organizational
and activity capabilities of civil society have enhanced; the
influence and scope of this organization and activity have extended
on the national and international levels owing to the transnational
structure of the internet.
The final objective of the e-state as a governance model is
"e-democracy". Within this context, the e-state conception
is perceived as something beyond presenting "high-quality
services" to citizens viewed as "customers" through
influential, efficient and low-cost processes to be considered
as the best way to "offer each citizen enhanced opportunities
to participate in the democratic process" and to "enable
the government to access the views, knowledge and experience
of the people it represents" as a compulsory result of
its being an effective governance process.
Despite that the legitimacy crisis, also labeled as the "democracy
crisis", which emerged with the decline in confidence in
the political system and the resultant dramatic decline in participation
in elections and political activities undoubtedly have significant
roles in this approach; the fact that the internet offers possibilities
to enrich democracy stands independently of this conjuncture.
"Perhaps the most democratizing aspect of the internet
is that is enhances people's ability to organize themselves
into groups and to communicate. Within the context of free electronic
assemblies and unions, citizens will obtain new possibilities
to participate in and have a say-so on politics, governance
and society. Within the following ten years, those who play
an active role in the development of the internet and in the
institution of democracy will also have the chance to plant
the seeds of "democracy online" in the next century.
Just like in the building of a modern nation, elections held
today, ideals defended, rules accepted and expectations that
originate will determine the next generations' opportunities
for democracy advocacy" (7)
The full accomplishment of the e-democracy objective of e-state
is primarily dependent on the spread of information and communication
technologies to the whole of society in a just an equitable
way to meet the essential representation criteria for a democratic
society.
The inequitable distribution in access to information and communication
technologies regarded as the "digital divide" is the
foremost obstacle to the realization of the e-democracy ideal
just as much as it is an obstacle to the full functioning of
e-state mechanisms. Unless effective solutions to this problem
are devised, it is apparent that both the public administration
structure desired through e-state and the e-democracy ideal
will create an unjust situation, which will benefit nobody except
for a handful of "information elite" and will deepen
the democracy crisis.
The e-state model is an efficiency management system in which
citizens are seen as "customers" and public administration
activities as "services", "quality/cost performance"
criteria are applied, and is the best quality service through
the lowest cost and lowest amount of labor are aimed at. This
new public administration model in which public services will
be offered on the basis of the "seven day / twenty-four
service" approach of the business world, will be customized
for individuals and will be fast and effective will only be
possible through information and communication technologies
which are building blocks of network economies.
"Information and communication technologies and the government,
or public administration, are intensely intertwined. The nature
of public administration explains this situation, because the
fundamental process in public administration is to process information
and communication. Hence, the principal technology of our era
affects the center of government. The effect of information
and communication technologies on government and public administration
is revolutionary for this reason (…). Public administration
uses information and communication technologies for internal
organization, functioning, procedures, policy formulation and
application, monitoring and supervision purposes and for providing
information to citizens and societal organizations. Public administration
views these technologies also as an object of legal arrangements
and policy production at the same time." (8)
Use of information and communication technologies in public
administration facilitates lower costs, better quality services
for citizens and sustainable resource management on the part
of the government, and means lower "citizenship costs"
(time, labor, money), higher satisfaction, more active participation
and more confidence for citizens.
The paradigm shift concerned can be understood more clearly
when we extend and apply the logic (9) of a table devised by
the Strategic Governance Forum which works as part of the OECD
comparing traditional / electronic methods in the taxation system
in e-state applications to the e-state model at large:
Traditional State E-State
|
Traditional State
|
E-State
|
|
Passive Citizen
|
Active Citizen-Customer
|
|
Paper-based Communication
|
Electronic Communication
|
|
Vertical/Hierarchical Structure
|
Horizontal/Coordinated Network Structure
|
|
Information Load by the Government
|
Information Load by the Citizen
|
|
Employee Response
|
Voice-mail, Call Center etc.
|
|
Employee Assistance
|
Self-Help, Expert Assistance
|
|
Employee-based Supervision Mechanism
|
Supervision Through Automatic Information Update
|
|
Cash Flow/Cheque
|
Electronic Fund Transfer
|
|
Uniform Service
|
Customized Service
|
|
Ad Hoc/Interrupted Service
|
Comprehensive/Uninterrupted/One-stop Service
|
|
High Operation Costs
|
Low Operation Costs
|
|
Inefficient Growth
|
Efficiency Management
|
|
One-Way Communication
|
Interaction
|
|
Citizen Relationship
|
Participation Relationship
|
|
Closed State
|
Open State
|
When we extend the comparative table above to the society, there
lies the "closed society" in the "traditional"
column of the equation made up of individuals in citizenship,
even "subject" relationships "content with what
is offered" whose signs can be traced back to Ottoman times,
there is the "open society" in the second column which
describes the paradigm shift made up of participatory individuals
who share information, hence power.
E-state projects (10) which are introduced by such attractive
slogans as "government at fingertips" or "the
state one click away" try to realize the goals of online
access to information primarily and later on the online execution
of public operations through state portals which connect public
administration agents and other organs of the state, and focus
on the development of e-voting systems which mean electronic
elections in the long-run.
One of the most important hurdles before the expansion of the
e-state model is, as mentioned above, the "digital divide"
problem which directly affects the global development of e-commerce
and can create much more serious problems in the public sphere.
(11) The inequity in fast and cheap internet service provision
accessible by all experienced at national and international
levels which can deepen threatens the democratic and just development
of e-state projects.
Governments and inter-governmental organizations dedicate a
large amount of their work on both e-state and e-democracy and
the development of e-commerce to the prevention of the "digital
divide" problem. (12) While short-term proposals for solution
include the provision of internet services at public places
like libraries and schools to increase popular access to the
internet and the establishment of public access points, in the
long-term, the focus is on sufficiently investing in the infrastructure
of information and communication technologies and making internet
access cheaper to make it available for anyone. (13)
However, the principal approach toward the digital divide problem
both at the national and at the international levels is the
developing trend in the direction of integrating information
and communication technologies into society through participatory
social and economic policies within the framework of a sustainable
development program upholding public benefit. The success of
this effort depends on the involvement not only of developing
countries but also of developed countries and international
institutions. Because the dynamics of social and economic development
too are under the direct network influence of globalization
just like the development of information and communication technologies.
The fundamental priorities of the national "e-strategy"
(14) the e-governance model necessitates for developing countries
can be summarized as follows:
· Policy formulation, legal regulation and strengthening
preparedness for the network structure;
· Enhancing connection facilities to increase access
and reduced costs;
· Enriching human capabilities and expert potential through
strong education programs, encouraging applied learning to improve
user culture and computer literacy;
· Providing incentives for participation in global e-commerce
and in other e-networks
· Placing citizens, civil society and the private sector
as joint owners of the e-governance model with a community-based
participatory approach
A development based e-governance model can only be realized
through participatory approaches, on the basis of multi-party
ownership and cooperative partnerships, horizontal coordination
and local and regional measures.
Within this context, the "economic basin" concept
comes to the forefront. This concept, which is very important
as far as regional development strategies are concerned, expresses
a regional structure centered around an economic organization
which can maintain integrity within itself and stand on its
feet just like natural and cultural basins offer an integrated
system. Economic basin is a regional formation determined by
economic sufficiency and efficiency criteria and operates on
the basis of horizontal coordination.
It is known that regional development strategies require decentralized
and hence more effective horizontal coordination. Because development
can only acquire a permanent speed if it is activated by the
internal dynamics of the region. In this framework, the e-governance
model, by facilitating the flow of information and effective
communication required by horizontal coordination, can turn
economic basin formations into the main actors of regional development
dynamics.
Because, e-governance renders the "becoming an information
society" homework, which can turn into a boring sermon
after endless repetitions, meaningful and represents a new and
different trend toward achieving this for all parts of society.
However, the real problem is the not-so-easy pronunciation of
decentralized government structures when the "state"
is the issue with the same ease when talking of "becoming
an information society", "the use of electronic commerce
for development purposes" or "extending the internet
to the entire country".
Both e-state and e-governance models which is located one step
ahead of that need a real paradigm shift in the conception of
government. The chief dynamic of this paradigm shift is to share
information, hence power, to enable participation and to transfer
to the decentralized horizontal coordination structure.
Legal Infrastructure of the E-Governance Model and Freedom
to Access Information As A Priority Principle
To attain the e-state, developing the legal and institutional
infrastructure in an appropriate way simultaneously is an imperative
just as much as developing the technological infrastructure.
In order for the state to establish an electronic operations
network at the service of citizens, it both needs to form the
legal infrastructure by introducing necessary changes to cover
such direct operations like electronic signature and electronic
agreement, protection of private data, national data security,
guarantees on the freedom to access information; and on general
areas like protection of intellectual property, consumer rights,
law of procedure, penal code, tax code and tender law; and needs
to activate the institutional infrastructure that will make
e-state possible compatible with this legal framework.
Information and communication technologies, beyond their use
for restructuring public administration, have given way to the
need for numerous legal regulations in main areas such as personal
and institutional communication, electronic commerce and electronic
business. There is a need to either introduce new legal regulations
in many new spheres from protecting the consumer in the electronic
arena to regulating electronic payment systems, from the responsibilities
of internet service providers to regulations regarding information
transmitted on the internet, from crimes like unauthorized access
to computer systems to spreading viruses; or to update existing
laws for this new situation.
It is observed that the use of information and communication
technologies in public administration as well creates the need
for additional regulations. In matters not directly related
to these technologies, for instance regulating tender laws on
public procurement in a transparent approach compatible with
the e-state model or introducing amendments in public administration
codes to make increased participation of citizens possible in
a way that enhances the e-governance potential are only some
of these. We will try to outline the legal infrastructure necessary
for the e-state model to be established in a table which is
applicable in general yet customized for the specifics of Turkey:
(15)
|
Legal Infrastructure of the E-State Model
|
|
Direct
|
Indirect
|
Private
|
|
Regulations on freedom to access public information
(Information Freedom Law)
|
Constitutional amendments (amendments that will prepare
the ground for fundamental rights and freedoms such as
freedom of expression, freedom to access public information,
protection of private data)
|
|
|
Regulations that will assign a legal identity to electronic
documents and communication (Electronic Signature Law,
formation of approval institutions, electronic notary-public);
introducing necessary amendments in the law of evidence
and proof (law of procedure) compatible with this
|
Regulations in tender laws that will maintain transparency
and enable the use of the electronic arena for this
|
Introducing the necessary amendments in law number 3046
regulating the organization of ministeries and law 3056
regulating the structure of public administration
|
|
Regulations on the protection of private data (Private
Data Protection Law)
|
Specific regulations within the scope of privatization
(regulations on the privatization of Telecom and on national
information and communication infrastructure)
|
Necessary private institutional arrangements and decision
for the e-state model to flourish (like BTYK, Kamu-Net
Üst Kurulu); decisions regulating the horizontal relationship
and coordination between public institutions and organizations
|
|
Regulations protecting intellectual property rights
|
Updates in the Election and Political Parties Law concerning
the use of technology (e-counting, e-vote etc.)
|
Enacting the Information Personnel Law
|
|
National Information Security Law securing confidential
state information and introducing limitations and standards
on what types of information can be shared and what cannot
|
Decisions and policies to provide incentives for the
proliferation of information and communication technologies
and to preempt the digital divide
|
Specific regulations on information centers and services
|
|
Provisions in Penal Code and Law of Penal Procedure
regulating information and communication crimes respecting
individual rights and freedoms and compatible with international
laws
|
Updates to regulations on local administrations securing
the decentralized structure and increasing citizen participation
|
|
|
Updated Consumer Protection Law that will determine
the procedures and principles of electronic agreements
and cover such issues as service, product returns in electronic
transactions
|
Regulations on new financial tools like electronic fund
transfer, e-money etc.
|
|
|
Updates in taxation law tailored for e-commerce and
regulations permitting the use of new technologies in
tax collection
|
Re-regulation of "Printed Writings and Pictures
Regulation Law", "National Library Law",
"Public Accounting Law" and "Moveable Property
Regulation"
|
|
|
Updates in Customs Law permitting the use of new technologies
in product deliveries and clearances
|
Decisions that will provide incentives for transformation
to electronic communication from paper based communication
and encourage conservation in public administration
|
|
There are certain principles that need to be maintained in
the formation of the legal infrastructure that will prepare
the ground for e-state. These principles are, in general, those
constitutional principles a state where respect to fundamental
rights and freedoms and the rule of law reign. Alongside this,
maximizing citizen participation, developing a structure which
will allow decentralization and horizontal coordination between
public bodies, providing autonomy for local administrations,
policies that will prevent the digital divide like spreading
information and communication technologies and enabling public
access; that is political principles that bestow a meaning to
the e-state model, should be decisive in the formation of the
legal infrastructure concerned.
Regulations mentioned above need to be developed in harmony
with each other simultaneously in general. For instance, it
is obvious that the electronic signature law cannot be applied
without regulations on electronic approval institutions are
complete. (16)
It is said that the most important legal regulation for realizing
the e-state is the "Electronic Signature Law". In
technical terms, this might be true. Because, in order for the
technical infrastructure of the e-state to form, the necessity
to confer a legal identity to the electronic arena where all
the information flows is apparent. However, e-state is not only
a "technical" state but also one bound by the rule
of law.
According to us, the real priority in the legal infrastructure
of e-state, in terms of principles, is the "Freedom of
Information Law" which guarantees citizens' and civil society
institutions' right to access public information. Access to
public information is a right guaranteed first and foremost
by Article 19 of the Universal Declaration of Human Rights (17)
and many transnational documents and as such it is an issue
of international law. This right is also one of the fundamental
rights and freedoms protected by the constitution.
Freedom to access information is essential for the democratic
participation of citizens in government. Because, as mentioned
earlier, "sharing information is sharing power". Protection
of the right to access public information is also protecting
transparency in public administration.
However, this protection unfortunately proves to be insufficient,
and governments try to make public information inaccessible
for a variety of reasons. This attitude of secretiveness, which
is the imposition by the state of a relationship on the basis
of subjects as opposed to citizens and an indication of the
state's way of championing itself, is generally justified through
"sensitive" reasons like "national security"
and it in fact becomes one of the most fundamental expressions
of "mistrust to citizens".
It should be kept in mind that this secretiveness attitude
enables the sustenance of relationships based on corruption
fostered by interest groups within or outside the state. Decisions
or tenders vital for the public are made behind closed doors
in a way that blocks auditing by citizens. The resultant landscape
in the country is that of a dark landscape whereby the central
authority loses its influence under its fallacy of powerfulness,
public administration becomes estranged from the public and
paralyzed under various conflicts of interest, the society is
increasingly plunged into one economic crisis after another
due to corruption and the public loses its confidence and hope.
Unfortunately, this landscape is quite familiar to us.
For this reason, an increasing number of countries try to protect
the right to access public information, which the constitution
remains inadequate to protect with private laws. In more than
fifty countries (and in the European Union as well), these laws
have either been enacted or submitted as drafts. (18). These
laws are generically labeled as "Freedom of Information
Law".
Freedom of Information Law will define the issues of what types
of information need to be assessed within the scope of "national
security", the declaration of what types of information
might constitute drawbacks in terms of public "health and
tranquility" and restriction of access clearly and set
the standards consistently with international norms; access
to public information will be removed from the sphere of authority
of public administrative units and the right to judge will be
completely transferred to the independent judiciary and hence
the freedom to access information will have been protected by
the rule of law.
Freedom of Information Law can only be enacted through the
existence of political will in participatory democracy and determination.
A law enacted with considerations of not being isolated in the
international community and of upholding image will most likely
be inapplicable. Indeed in some countries, despite that the
law has been enacted, either demands by citizens or civil society
institutions to access information are delayed or entangled
with bureaucratic procedures, or certain public administration
functions are privatized or transferred to foundations and the
like to exclude them from the scope of the law, or governments
are inclined to sell information at very high prices to make
them inaccessible and undertake efforts to undermine the law.
(19) Thus, the prospective law needs to be as much clear and
concise as to hinder such efforts.
When we look at our country through the lens of the setting
mentioned above, it is seen that there is still much work to
do. No measures have been undertaken except for some amendments
in intellectual property law and consumer protection law. Protection
of Private Data Law is still a draft. In a while, there are
reports of a law regulating e-signature in the press. (20)
Freedom of Information Law is still at the stage of being pronounced
(21). However, some worrying developments that are at odds with
the rule of law conception outlined above seem to be on the
horizon. "National Data Security Draft Law" prepared
by the Chief of General Staff is a draft that attempt to relate
almost all public information, even all spheres of application
of new technologies, to the concept of "national security".
Even though the draft has yet to be handed over to the parliament,
it can be perceived as a sign that the prevailing mindset is
not conducive to the e-state for the time being.
However, regulations on information security in fact need to
be presented in a legal framework classifying sensitive information
about national security by taking into account international
standards and the requirements of the modern world; and it should
not be deemed as an instrument of hiding information from citizens
and turning the state into a closed circuit.
Another extension of the mindset that prevails in the "National
Data Security Draft Law" is attempts to include the internet
within the scope of Radio Television Higher Committee draft
law that was brought to the agenda in the spring of 2001 and
to impose certain supervision mechanisms that apply to the press;
despite that the draft was rightfully vetoed by the president
on the grounds that the decentralized and interactive nature
of the internet cannot be regulated in this way, the parliament
has re-enacted it verbatim.
Although some regulations about the legal infrastructure mentioned
above are brought before the attention of the public, as they
are dealt with within the scope of the "eEurope+"
program, it creates the suspicion that most of these are done
with a view to joining the EU rather than for the benefit of
Turkey and the Turkish people just like it is the case with
many other issues related to fundamental rights and freedoms.
Regulations such as these are made for the benefit of the public,
not for being able to join a supranational union for this or
that reason.
However, the flourishing of a legal setting between the internet
and law that is democratic, consistent with the international
level, appropriate for national interests and adhering to the
principles of the rule of law is an imperative for the type
of internet that is conducive to improvement which is very important
in order for Turkey to become an information society.
Again due to the transnational structure and interactive nature
of the internet, it looks inevitable for states to cooperate
with civil society institutions and sector based and industrial
unions in legal regulations on the internet and their activities
by upholding democratic participation covering all the interested
platforms for a healthy development environment to be created.
Since the development of the internet both to this day and beyond
depend on the dynamics of user interaction and the entrepreneurial
pursuits of the private sector.
E-Governance Model and the E-Turkey Goal
In accordance with the eEurope+ Action Plan to which Turkey
has committed itself to participate with the National Program,
the e-state model increasingly evolves towards further enhancing
e-democracy facilities and e-governance applications. This framework
brings a decentralized governance paradigm to the forefront.
In our country, the transformation to one-stop / one-address
services offered by the e-state model in the West is generally
misunderstood and it is confused with the ever desired "perfect
centralism". The "one stop" concerned is simply
a portal structure enabling access to free public services well-coordinated
by vertical and horizontal layers, that is it is a "user
intermediary" enabling access to the functions of autonomous
but concerted units. What makes this portal possible is not
the sanction power of the Prime Ministry or some kind of an
"Information Society Ministry". Conversely, it is
the effectiveness of concerted and flexible decentralized structure
of many public administration services tailored for the needs
of citizens or the business world as a result of horizontal
coordination in accordance with the e-governance model conception.
Establishment and functioning of such a structure without maintaining
the participation of the largest segments, without devising
projects each of which is activated by the coordination of owners
representing different segments of society and without participatory
policies produced by a political authority that is strongly
committed to e-governance is impossible.
The approach to information and technology policies expressed
in the "Information Society and e-Turkey On the Road to
the European Union" report by the Association of Turkish
Industrialists and Businessmen is striking: "Success stories
of local firms which attained prominent positions owing to their
products based on Research and Development should be examined.
Under what conditions have products whose technology in the
electronics field is exported emerged, how have automobile products
designed and produced in Turkey to be exported to the whole
world been able to emerge? Most likely, it will be revealed
that all of these have flourished in settings whereby policies
have been formulated based on correct forecasts and without
interruption in the application. Hence, Science and Technology
Policies of the country lead and commission and strike as the
highest level factor in the distinction between success and
failure. These policies are too important not to be left to
the monopoly of one or two of the joint owners. They need to
be determined in a setting where all owners are represented
and decisions are taken on the basis of national consensus and
reconciliation. Application on the other hand needs to have
the quality of a state policy and needs to be distanced from
momentary political influences. An autonomous institutionalization
to assume this duty including all the owners needs to be realized
without delay." (22)
The wide membership institutional structure the Technology
and Quality Management Commission proposed for the "e-Turkey"
process based on the TUENA report can be taken as an example
and improved by enriching its participation and horizontal coordination
dimensions: "Forming a reconciliation platform in which
there are civil society institutions closest to the society
on the one hand, Turkish Academy of Sciences which is the most
competent scientific community of the country on the other,
and in which the state will be represented by such organs as
State Planning Institution, Telecommunication Institution and
Turkey Scientific and Technical Research Institution…".
(23)
E-Turkey can only grow from below with its own internal dynamics
and can only come into existence within a decentralized horizontal
coordination structure. The duty of the state is to make horizontal
communication possible and to actively participate in a coordination
movement that transcends itself and a reconciliation platform
with a wide participation base.
Public administration restructuring program needs to be devised
in accordance with participation and development based e-governance
strategies in this field taking into account conditions unique
to Turkey. There are two different levels of reality before
such a program:
· Taking gradual steps to putting in place an extensive
e-state model altering all public administration; and structuring
this in line with European Union norms and "eEurope+"
action plan
· By correctly identifying Turkey's priorities, forming
a decentralized, horizontal coordination based foundation protecting
national interests and public benefit at the highest level,
least dependent on imported technology (by developing an open
coded and flexible infrastructure strategy), within the framework
of national policies containing precautionary measures against
the digital divide, in line with regional development goals,
with small scale, rapidly measurable, forecast-based and flexible
pilot projects easily connectable with each other in a dynamic
way.
These two different planes of reality, which are like the two
pans of a scale and which need to balanced off should be developed
simultaneously toward each other and meet at the most efficient
setting. Both are issues of national policy and require political
will. If there is a need to start from somewhere, then starting
from below is the best course. An e-governance project that
melts e-state and e-democracy within each other would yield
no result. As technology develops, demands and expectations
diversify and as conditions of manageability alter, this project
will be renewed. What is important for the political authority
is to catch this paradigm shift and not lag behind reality.
As in the development of e-state models in the West, directly
following the "legal, institutional and technological infrastructure",
"information-interaction-operation" and "extensive,
complementing all public administration units, one-stop virtual
state" stages respectively will not be too realistic for
Turkey.
We have to proceed with jumps. Furthermore, in doing that,
we need to minimize dependency on imported technology, enable
public employees and citizens to demand and internalize the
e-state model in their consciousness and preempt the digital
divide within the country.
The development-based and participatory public administration
strategy proposed for Turkey while upholding the healthy functioning
of the integration process with the European Union and the correct
adoption of the model on the hand and internalizing the extensive
"e-Turkey" project with a determined political will
on the other; and at the same time developing, decentralized,
expanding from below to the above and flexible pilot projects
permitting horizontal coordination both in order to seize the
manageability advantage of small-scale projects and to be able
to place the e-state model on the agenda of the public sector
as well as of the public.
Priority in these projects should be assigned to the most needy
segments and regional developmental goals. Success of these
projects will both provide for rational resource management
by increasing the possibilities for external funding and create
the opportunity for exerting pressure on the government by attracting
public opinion. At the same time, such sample projects, which
can be completed relatively shortly, will contribute to the
consolidation of political determination on the part of citizens
and create a circle of confidence around the proposed public
administration restructuring program.
Among regional development plans, the concept of "economic
basin" rises to prominence as an alternative government
method. Inspired by the self-sufficiency of the ecosystems of
natural basins, (like water basins) it offers a regional government
model whereby the economic authority of investment and auditing
is emphasized rather than administrative and political authority
in accordance with the economic sufficiency principle. (24)
In the economic basin model, the basin region is chosen along
the lines of economic sufficiency criteria, economic, social,
cultural and developmental goals are identified centered around
jointly determined policies and all local administrative units
within the basin actively participate in both policy formulation
process and in the application process.
Economic administrative units of the basin like "Basin
Parliament", "Basin Council", "Basin Union
of Municipalities" will directly participate in the regulation
of economic activities such as planning the basin, identifying
investment projects, creating funding sources and the building
and application of investments within the present administrative
structure without intermediary levels. This system offers unique
opportunities for effective regional development management
in a fashion that does not contradict with Turkey's unitary
state structure. (25)
Economic basin management model strikes as a significantly
effective platform as far as e-governance projects are concerned.
Since horizontal communication possibilities in this model penetrate
the foundation of the success of governance through the participation
dynamics they create.
In an economic basin chosen in line with the economic sufficiency
principle as a pilot region, an e-governance project structured
around organic agriculture, environment, culture, tourism and
other alternative opportunities for making a living can score
quick success within the framework of the horizontal coordination
system mentioned above and through correct resource management.
Such a project can create dynamics similar to the positive contribution
of the decentralized federal government system in India to sample
projects. This model in itself can become the subject of a regional
development program and presents unique communication opportunities
with the paradigm shift it represents.
Apart from this, again among local applications, assigning
importance to such local e-governance projects as city information
centers, private education and health measures, community based
city forums, virtual city assemblies, public access points directly
manageable by municipalities and successfully integrating this
approach into the overall local administration program appears
as an imperative. Such a program, which will be attributed to
the public before elections, should definitely be supported
by pilot projects. Suitable conditions exist for this.
Pilot project priorities in detailed e-state applications related
to the central authority should also be determined on the basis
of the abundance of opportunities for e-governance, basic areas
like health, education and participation in administration which
concern the public the most should be chosen. Within this context,
the opportunity to participate will form the catalyst for the
pilot project and exert that much pressure as necessary to break
the resilience of the bureaucracy.
In this sphere of activity, legal regulations on the freedom
to access public information, electronic signature, protection
of private data and consumer rights should be assigned priority
(they should be included in harmonization packages with the
European Union acquis communitaire) and these subjects should
be excluded from the "national security" debate to
the extent that possible. For this reason, a "National
Data Security" law compatible with international and European
Union standards correctly placing what types of information
can be shared and taking the power to define this placement
away from public administration units should be enacted without
delay. It is apparent that no mention of e-state can be made
without the allocation of information in appropriate platform.
In both reality platforms mentioned above, the participation,
cooperation and coordination of civil society institutions and
the private sector are essential. This will both serve as the
guarantee of the success of projects and pave the most efficient
way for attracting public opinion. The legitimacy of the program
is in direct proportion with the wealth of opportunities for
participation.
Within this context, there is a need to pass through the stages
of effective democracy, rule of law, political legitimacy and
an environment of confidence starting from citizens' participation
in order to reach the restructuring model labeled as "public
governance". It is apparent to us that that public administration
cannot be transformed from above in a centralized way in its
current shape. Since what needs to be transformed is the mindset
itself and by its very nature, never has it been seen that a
mindset inclined to protect itself has transformed only on the
basis of its own internal dynamics.
Information and communication technologies that determine the
technical functioning processes of the proposed e-governance
model themselves dictate a similar decentralized and horizontal
coordination structure with the network organization they develop.
"The chief technology of our era affects the center of
government as well".
The participation and development based public governance strategy
proposed in this study requires a political authority determined
to start from below, that is from citizens' participation. This
political authority has three priority duties:
· Jointly producing policies which will constitute the
foundation of e-governance model with actors from civil society
and the business world
· By exerting efforts to form the technical infrastructure
of e-governance, making information and communication technologies
accessible to all segments of society, particularly those regions
most vulnerable to the digital divide
· Again in cooperation with civil society and the business
world, developing a legal e-governance infrastructure in accordance
with the fundamental rights and freedoms in states bound by
the rule of law
Concurrent to these priority duties, another duty that is as
important is to take initiatives to make e-governance experimental
through placing it on the public agenda and small scale, rapidly
measurable and flexible pilot projects.
From this perspective, developing a series of interconnected
pilot projects by identifying an "economic basin"
in line with regional development goals seems to be a priority.
Departing from an action plan centered around these projects,
the e-governance strategy needs to be integrated into all layers
like local administrations program just as much as into the
public administration restructuring program and a set of proposals
concerning technical, legal and institutional infrastructures
needs to be put forward. Both at the program development stage
and at the design and planning stages of pilot projects, seeking
to maintain strong partnerships with civil society and business
actors and the maximum level of participation are necessary.
Beyond securing the rationality and applicability of the program,
this will institute its legitimacy.
Pilot projects themselves will provide the best communication
strategy to deliver this comprehensive program to the public.
That is the success of projects will communicate the program.
Up until now, this country has seen many programs, sets of proposals
and unrealized projects. A program, which requires radical transformations
of the type proposed here needs to be definitely experimental
at the application level. All parties like community organizations,
civil society institutions, local or national sector based unions
which will participate in the process from the designing stages
of the pilot project and define the goals of the projects with
their needs will become voluntary ambassadors of communicating
the program as the project takes place.
Society is always more sensitive to voices heard from within.
Furthermore, leaving aside the "information society"
ideal, observing that a model like e-governance, which looks
like a distant dream at the moment, deems life easier for regions
and segments most stranger to technology will permanently attract
the attention of the public.
If communicated suitably, the comprehensive transformation
aimed by a participation and development based public administration
strategy can turn into a concrete experience for all segments
of society as pilot projects begin beyond those who directly
benefit from the projects. Concrete regional and local achievements
of the program will inevitably create an irreversible demand
from society.
This society deserves more than being subjects for a long time
and it will only sustain that political authority into the future
which sides with itself in this process.
---------------------------------------------------------------------------------------
1) Manuel Castells, "Globalization & Identity in the
Network Society," Prometheus, Vol. 4, 2000, p. 115
2) "E-publishing", refers in particular to public
administration serving the function of a publisher, an information
provider and in a narrow sense, refers to the process of transformation
from paper-based communication to electronic communication and
to regulations on the way to conservation and efficiency by
getting rid of unnecessary paper. See. Gerry McGovern, Egovernment:
Epublisher: How the Web is changing the way governments communicate
with their citizens, February 2001, NUA White Paper, NUA Ltd.
3) See. Manuel Castells, "Media as the space of politics
in the information age," The Information Age: Economy,
Society and Culture / Volume II: The Power of Identity, Blackwell
Publishers, 1997, pp. 313-333; when we think of the relationship
of the term "media" with "mediation", it
can be suggested that the media has assumed the basic function
of mediating between the rulers and the ruled and that it is
already a "political arena" in this sense. As public
influence opportunities like "rating" intensify in
the media, on the hand it influences government through "public
opinion" and creates an important opportunity of interaction
between the public and the government by being influenced by
"public opinion" on the other. With the digitalization
of media and the development of "digital television",
it can also be considered that this interaction gives way to
the possibility of a more direct way of participation. Castells
evaluates this development, which he also relates to the "democracy
crisis", within the context of what he labels "informational
politics"
4) See. Ted Becker, "Teledemocracy: Electronic communications
may permit direct democracy on a larger scale," interview:
Robert Gilman, Governence, Numberı: 7, August 1984, p. 41; on
developing the concept to include other electronic communication
settings see. Anna Malina ve Ann Macintosh, "Teledemocracy:
Energising the [new] public sphere(s), civil society and citizen
activity," http://www.teledemocracy.org/documents/wordfiles/newmedia-newpolitics.doc
5) On the subject of "Virtual Communities" see. Howard
B. Rheingold, Virtual Communities, Addison-Wesley, 1993; Steven
G. Jones, "Understanding Community in the Information Age,"
CyberSociety: Computer-Mediated Communication and Community,
Editor: Steven G. Jones, Sage Publications, 1995, pp. 10-33;
Tim Jordan, Cyberpower: The culture and the politics of cyberspace
and the internet, Routledge, 1999
6) See. E-Democracy Team - the Office of the e-Envoy (Britain),
"e-Government in the Service of Democracy", International
Council for Information Technology in Government Administration,
ICA Information No:74, June 2001
7) Steven Clift, "E-Democracy E-Book: Democracy is Online
2.0," 2000
8) Paul Frissen, "The Virtual State: Postmodernisation,
informatisation and public administration," The Governance
of Cyberspace: Politics, Technology and Global Restructring,
editor: Brian D. Loader, Routledge, 1997, p. 111
9) Forum on Strategic Management (OECD), Tax Administration
Aspects of Electronic Commerce: Responding to the Challenges
and Opportunities,, http://www.oecd.org/daf/fa/e_com/ec_9_FSM_REPORT_Eng.pdf
, p. 11
10) See for instance Access America Initiative, "Electronic
Government - Serving the Public on its Terms," http://www.accessamerica.gov./docs/access.html
; UK Cabinet Office, "E-government: A strategic framework
for public services in the information age," http://www.citu.gov.uk/publications/pdfs/Strategy.pdf
and "e.gov: Electronic Government Services for the 21st
Century," http://www.cabinet-office.gov.uk/innovation/2000/delivery/e-gov.pdf
11) See. Sen. Patrick J. Leahy, D-Vt. And Rep. Robert Goodlatte,
R-Va, "The Internet And The Future Of Democratic Governance,"
Internet Policy Institute, http://www.internetpolicy.org/ ;
Dave Carter, "'Digital democracy' or 'information aristocracy'?:
Economic regeneration and the information economy," The
Governance of Cyberspace: Politics, Technology and Global Restructring,
agy, pp.136-152
12) On the subject of digital divide see. OECD, Understanding
the Digital Divide, agy; on the current national and internationalsituation
and examples see Digital Divide Network, http://digitaldividenetwork.org
; for a development based strategic approach on this subject
see Markle Foundation-Accenture-UNDP, Creating A Development
Dynamic: Final Report of the Digital Opportunity Initiative,
July 2001; for an example of a civil society approach see The
Public Voice, "The Public Voice and the Digital Divide:
A Report to the DOT Force," March 2001
13) It is interesting that the importance of the welfare state
concept, which is increasingly excluded within the framework
of globalization by the neoliberal discourse of the "new
economy" just like in financial circles, becomes uncontroversial
when it comes to the expansion of information communication
technologies.
14) See. Digital Opportunity Task Force (DOT Force), Digital
Opportunity for All: Meeting the Challenge, Report of the DOT
Force (including a proposal for a Genoa Plan of Action), G8,
Genoa, 11 May 2001, pp. 4-5; for detailed information on national
strategy models on the development based use of information
and communication technologies see Accenture - Markle Foundation
- UNDP, Creating a Development Dynamic, agy, pp. 32-41
15) "Legal Infrastucture of the E-State Model" table
is categorized under the following headings:
Private= Private regulations unique to the e-state model to
be undertaken privately to operationalize the model (absolutely
necessary regulations)
Direct= Regulations which will directly affect the structuring
of the e-state model once enacted, which are not solely related
to the e-state, which have a more extensive function but necessary
for the model to operationalize (absolutely necessary regulations)
Indirect= Either regulations like constitutional amendments
which will pave the way for more extensive and direct regulations,
or, regulations which will prepare the ground for extending
the scope of the e-state mdoel and the legal ground for the
participatory e-governance model (like modifications that make
the e-procurement system possible in tender law) (regulations
that will contribute to the functioning of the mode)
16) On a general framework on e-signature and electronic approval
institutions see Turkey Information Technology Foundation (TITF),
First Five For the new Economy,November 2000, Istanbul, pp.
6-7, http://www.tbv.org.tr; for a more detailed analysis see
ETKK Law Working Group, "A Legalistic Approach to Electronic
Commerces Efforts in the World and in Turkey", http://www.bilten.metu.edu.tr/pdf/ek3yeni.pdf
17)" Every individual has the right to freely express his
thoughts. This right requires the right to not being abused
due to thoughts, to seek for knowledge and thoughts by using
all available means and ways, to obtain them and to spread them
irrespective of state boundaries. "
18) " Freedom of Information Act " - FOIA…On the international
status of freedom of information laws see " David Banisar,
Freedom of Information and Access to Government Records Around
the World, Privacy International, March 2001, http://www.privacyinternational.org
; on a separate model freedom of information law model see Article
19 Foundation, "A Model Right to Information Act",
http://www.article19.org
19) Despite that this law is not on the agenda in our country
yet, some measures can constitute good examples of inclinations
to restrict access to information. For instance, on the web
page of the Supreme Court (www.yargitay.gov.tr), when you want
to submit a query, you are re-directed to the web page of a
foundation established for this purpose and face not-so-low
prices. On attempts by governments restricting access to information
see Alasdair S. Roberts, "Less Government, More Secrecy:
Reinvention and the Weakening of Freedom of Information Law",
Public Administration Review, July-August 2000, Volume 60, No.
4, pp. 308-320
20) See for instance "Law Being Prepared for E-Signature"
http://www.ntvmsnbc.com/news/132726.asp; Gülden Tozkoparan,
"Cost of E-Signature $6bn" http://turk.internet.com/haber/yazigoster.php3?yaziid=3628
21) It is stated in the "Urgent Action Plan" of the
Justice and Development Party which came to power on its own
with November 3rd election that a law on this will soon be enacted
22) TÜSİAD, Information Society and eTurkey On the Road to European
Union Membership, June 2001,Publication No. TÜSİAD-T/2001-06/301,
p155, http://www.tusiad.org/raporlar.nsf/frame1?openframeset
23) Technology and Quality Management Committee, "eTurkey'
Report, last edition on: 02/08/2001, p. 16, http://www.edevlet.net/raporveyayinlar/eTurkiyeRaporu.pdf
24) See "MENCEP - Great Menderes Basin Environmental Protection
Project", (Project Introduction Report- see especially
Chapter IV: MENCEP Management), http://www.aydin-bld.gov.tr/mencep.htm
; also see. "Agenda 21", http://www.iula-emme.org/yg21/G21-info.htm
25) Economic basin management, as much as being a measure that
can be tested within the context of pilot projects, can be transformed
into a more extensive element of policy within the framework
of an effective regional development strategy by a legal regulation
by the political authority, that is the "Economic Basin
Management" draft law